ASX MARKET RULES SECTION 2 DEFINITIONS AND INTERPRETATION
2.4 CONDUCT, ACTS AND OMISSIONS
2.4.2 Conduct by officers, employees or agents
In these Rules, conduct engaged in on behalf of a person:
(a) by an officer, Employee, or other agent of the person, and whether or not within
the scope of the actual or apparent authority of the officer, Employee, or other
agent; or
(b) by any other person at the direction or with the consent or agreement (whether
express or implied) of an officer, Employee, or other agent of the person, where
and whether or not the giving of the direction, consent or agreement is within
the scope of the actual or apparent authority of the officer, Employee, or other
agent,
is deemed taken to have been engaged in also by the person.
Introduced 11/03/04
2.4.3 State of mind of a person
If for the purposes of these Rules in respect of conduct engaged in by a person, it is
necessary to establish the state of mind of the person, it is sufficient to show that an
officer, Employee, or other agent of the person, being an officer, Employee, or other
agent by whom the conduct was engaged in and whether or not the conduct was within
the scope of the actual or apparent authority of that officer, Employee, or other agent,
had that state of mind.
In this Rule 2.4.3, a reference to the state of mind of a person includes a reference to the
knowledge, intention, opinion, belief or purpose of the person and the person's reasons
for the person's intention, opinion, belief or purpose.
Introduced 11/03/04
2.10 DEFINITIONS
"American-Style" means an Option Series for which an Exercise Notice may be submitted
by the Buyer on or before the Expiry Date of the Option Series.
Introduced 11/03/04 Amended 28/11/05
"Appeal Tribunal" means the tribunal established under Rule 28.16. in accordance with
the provisions of the Australian Securities Exchange Disciplinary Processes and Appeals
Rulebook.
"Approved Clearing Facility" means a CS Facility approved by ASX as an Approved
Clearing Facility and specified in the Procedures.
"Approved Index" means an index approved by ASX in accordance with Rule 18.4.1 and
set out in the Procedures.
"Approved Ratings Agency" means a ratings agency included in a list of ratings agencies
published by ASX from time to time.
"Approved Settlement Facility" means a CS Facility approved by ASX as an Approved
Settlement Facility and specified in the Procedures.
"Approved Short Sale ETF" means an ETF Security which ASX declares under Rule 19.7
to be in a class of financial products to which Section 1020B(4)(e) of the Corporations
Act applies.
"Approved Short Sale Product" means a Cash Market Product (excluding ETF Securities)
which ASX declares under Rule 19.7 to be in a class of financial products to which
Section 1020B(4)(e) of the Corporations Act applies.
Introduced 11/03/04 Amended 28/11/05
"Approved Subordinated Debt" has the meaning it has in Schedule 1A.
“Associated Transaction” – [Deleted]
Deleted 28/11/05
“ASX” means Australian Stock Exchange Limited (ABN 98 008 624 691).
"ASXO" means ASX Operations Pty Limited (ABN 42 004 523 782).
"ASX World Link Agreement" means an agreement so termed between a Portal Dealer
and a Market Participant trading in connection with the ASX World Link service.
"ASX World Link™ service" means the access and services developed to facilitate
Australian investors’ participation in approved financial products markets outside
Australia and international investors’ participation in approved financial products on the
Market.